1.Definition of Investment Solicitation

We endeavor to present appropriate content via online advertisements through our web site.

2. Basic Policy of Solicitation

We endeavor to provide the customer with a complete and detailed explanation of our product and the associated risks and any other relevant matters.

3. Congruity Principle

We endeavor to solicit a customer for a product which is considered to be appropriate in light of the customer's knowledge, experiences and investment purposes.

4. Compliance with Laws and Rules

MF Global FXA Securities Ltd. focuses primarily on obtaining trust from customers to comply with all applicable laws and regulations. We endeavor to enforce an internal control structure in order to enhance appropriateness in compliance with the Securities and Exchange Laws within Japan and any other relevant laws and regulations.

5.Prohibition of Non-Invited Solicitation

We neither solicit customers who have shown in advance the intent that they do not want to enter into an OTC derivatives transaction contract (including the intent that the customer does not want further solicitation). Nor do we continue to solicit a customer after a customer has shown disinterest.

6. Explanation of Products and Risks

MF Global FXA Securities Ltd. endeavors to provide simple oral explanations about all material matters on our web site or within our advertisements, such as details of our financial system and risks, enabling customers to make their own trading decisions.

7. Examination of Application

MF Global FXA Securities Ltd. examines all customer applications thoroughly. We only solicit our products and trading system to customers who have an understanding of investment and management with their excess funds.

8. Acquirement and Maintenance of Knowledge and Skills

MF Global FXA Securities Ltd. staff endeavor to acquire and maintain trading knowledge and skills on a continuous basis in order to measure up to customers' trust and expectations.